Overview:
Our range of Financial Service Compliance capabilities includes but is not limited to: Dodd-Frank, Unfair, Hemp-Cannabis Regulations, Deceptive or Abusive Acts or Practices, Consumer Lending Protections
Capabilities:
- Business Continuity Programs (COVID-19, etc.)
- Community Reinvestment Act Data Research, Audit and Assessment
- Servicemembers Civil Relief Act Audit and Assessment
- Fair Lending Compliance and Risk Management
- Economic Development Housing Policy Formation
- Fair Debt Collection Practice Act Compliance
- UDAAP Compliance and Regulatory Examinations
- Banks/Thrift Holding Company Supervision
- Hemp and Cannabis Regulations and Compliance Programs
- Property and Casualty Insurance Compliance and Risk Management
- Systemic Risk Assessment
- Trust and Securities Risk Assessments
- Volcker Rules Review
- Disclosures
- Investigations
- Ethics Violations
- Hedge Funds / Private Funds controls and processes management
- Asset Backed Securities controls and processes management
- Clearing and Settlement Compliance
- Compliance audit testing
- Policies and Procedures
- Conflicts of Interest
- Credit Rating Agencies compliance
- Derivatives controls and processes management
- Municipal Securities controls and processes management
- Commodity and Capital Markets controls and processes management
Related Capabilities:
News
- Anthony Fauci, the director of the National Institute of Allergy and Infectious Diseases, said, ‘Be […]
- ‘He feels that if he had paid this money back before dad passed, he would […]
- ‘It was only going to get worse, he proclaimed, and he had 40 years experience […]
- U.S. stock-market futures rose Sunday night as Treasury yields continued to pull back from highs […]
- The new policy applies to those who used only cannabis and only in the past.
- The fictional docuseries uses state-of-the-art CGI technology to realize extraterrestrial ecosystems à la "Planet Earth", but there’s a caveat.