Overview:
Our range of Financial Service Compliance capabilities includes but is not limited to: Dodd-Frank, Unfair, Hemp-Cannabis Regulations, Deceptive or Abusive Acts or Practices, Consumer Lending Protections
Capabilities:
- Business Continuity Programs (COVID-19, etc.)
- Community Reinvestment Act Data Research, Audit and Assessment
- Servicemembers Civil Relief Act Audit and Assessment
- Fair Lending Compliance and Risk Management
- Economic Development Housing Policy Formation
- Fair Debt Collection Practice Act Compliance
- UDAAP Compliance and Regulatory Examinations
- Banks/Thrift Holding Company Supervision
- Hemp and Cannabis Regulations and Compliance Programs
- Property and Casualty Insurance Compliance and Risk Management
- Systemic Risk Assessment
- Trust and Securities Risk Assessments
- Volcker Rules Review
- Disclosures
- Investigations
- Ethics Violations
- Hedge Funds / Private Funds controls and processes management
- Asset Backed Securities controls and processes management
- Clearing and Settlement Compliance
- Compliance audit testing
- Policies and Procedures
- Conflicts of Interest
- Credit Rating Agencies compliance
- Derivatives controls and processes management
- Municipal Securities controls and processes management
- Commodity and Capital Markets controls and processes management
Related Capabilities:
News
- Asian stock markets were mostly lower Monday after Wall Street declined for a third week […]
- Virginia Republicans’ Twitter account suggests those complaining call for a ‘waaaambulance.’
- Kendall was at company’s helm for 2½ decades as it grew into a snack and […]
- Ron Perelman is selling his private jet, his 257-foot yacht and hundreds of millions of […]
- French leaders are concerned that the country is falling behind its European neighbors.
- The decision is disappointing to say the least.