
Overview:
Our range of Financial Service Compliance capabilities includes but is not limited to: Dodd-Frank, Unfair, Hemp-Cannabis Regulations, Deceptive or Abusive Acts or Practices, Consumer Lending Protections
Capabilities:
- Business Continuity Programs (COVID-19, etc.)
- Community Reinvestment Act Data Research, Audit and Assessment
- Servicemembers Civil Relief Act Audit and Assessment
- Fair Lending Compliance and Risk Management
- Economic Development Housing Policy Formation
- Fair Debt Collection Practice Act Compliance
- UDAAP Compliance and Regulatory Examinations
- Banks/Thrift Holding Company Supervision
- Hemp and Cannabis Regulations and Compliance Programs
- Property and Casualty Insurance Compliance and Risk Management
- Systemic Risk Assessment
- Trust and Securities Risk Assessments
- Volcker Rules Review
- Disclosures
- Investigations
- Ethics Violations
- Hedge Funds / Private Funds controls and processes management
- Asset Backed Securities controls and processes management
- Clearing and Settlement Compliance
- Compliance audit testing
- Policies and Procedures
- Conflicts of Interest
- Credit Rating Agencies compliance
- Derivatives controls and processes management
- Municipal Securities controls and processes management
- Commodity and Capital Markets controls and processes management
Related Capabilities:
News
- Intel Corp. shares dropped more than 9% in the extended session Thursday after the chip […]
- Only about half of U.S. workers have access to 401(k) accounts, but even those that […]
- It's never different this time — but right now sure feels like it is, writes […]
- ‘Should I have even informed my family of what my father was doing until after […]
- La comediante, locutora y youtuber argentina Noelia Custodio le compartió a ElPlanteo.com algunas ideas sobre comedia, trabajo, Reprocann, porro, terror y empatía. The post Consejos […]
- Muha Meds partnered up with Bored Ape Yacht Club to launch the all-new Bored & Stoned collection. The post Muha Meds Dials In With the […]