Overview:

Our team of bank compliance consultants have expertise in providing solutions in the following areas: ​​​FFIEC, FFIEC IT, U.S. Patriot Act Title III Compliance, anti-money laundering, the Bank secrecy Act, OFAC Sanctions, Financial Crimes Compliance and Fraud Investigations.

We have developed AML, OFAC and Trade Finance/Threat Finance niche capabilities over many years of providing solutions to banks, in addition to forming a team of bank compliance consultants to provide subject matter expertise on a large scale for AML, OFAC and Trade Finance/Threat Finance risk management program services including but not limited to cradle to the grave typology investigations, enforcement matters, training, strategic data research and program development services. We have experienced leadership and a team of AML, OFAC and Trade Finance/Threat Finance SMEs that have expertise in North America, Latin America, the Caribbean, Europe, Africa and the Asian Pacific.

  • Compliance Audit
  • FFIEC / FFIEC IT SME
  • Processes and Controls Management
  • Business Continuity Programs (COVID-19, etc.)
  • Typology Subject Matter Expertise
  • Black Market Peso Exchange (BMPE) Matters
  • Trade Based Money Laundering (TBML)
  • Threat Finance Compliance
  • Global Financial Crimes Compliance Risk Assessment
  • Fraud Investigations
  • Internal and External Independent Compliance Auditing
  • AML – BSA Policy and Procedure Enhancement
  • Regulation Implementation
  • Compliance Department Enhancement
  • Know Your Customer Due Diligence
  • Regulatory Examination Mitigation (C & D’s, MRAs..)
  • AML Software Alert Monitoring and Reporting Functions (CTRs, SARs)
  • Consent Order Resolution
  • AML BSA Project Management
  • OFAC Sanction Matters
  • Politically Exposed Persons (PEPs) Methodology
  • Negative Media Methodology
  • Strategic Data Research

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